Business Details
32 Years
experience
Your Trusted Financial Advisory Partner in Vienna, VA
At Fiduciary Wealth Management, we are committed to serving as the trusted primary resource for individuals and organizations seeking expert investment services and advice. Our client base includes individuals, corporations, executives, and successful business owners who value our personalized approach to financial relationships. We maintain selectivity in client partnerships to ensure optimal service quality, prioritizing comprehensive financial planning and documented investment portfolios tailored to each client's unique needs.Our team delivers four annual portfolio reviews, with at least two conducted in person, while upholding strict confidentiality and transparency in all operations. With over two decades of market navigation experience, our fiduciary commitment ensures clients receive cost-effective, diversified investment solutions supported by comprehensive reporting and tax-efficient strategies.
Services
401k Plan Design
Investment Management
Employee Education
Portfolio Reviews
Fiduciary Compliance
Details
- Year established: 1994
Highlights and features
- We have over 20 years of experience in investment portfolio management since 1994
- Our team provides personalized portfolio management with individual cost basis tracking
- We operate under strict fiduciary standards with full cost transparency
- We offer comprehensive monthly reporting with realized gains/losses documentation
- Our employee education programs combine group meetings with individual consultations
Associations and certifications
- Registered Investment Advisor (RIA)
Services
401k Plan Design
Our 401(k) plan design service optimizes employee benefits through comprehensive evaluation of plan effectiveness. We assess participation rates, investment diversity, and fiduciary compliance while providing ongoing monitoring of fund performance. Our independent advisory approach ensures cost-effective solutions tailored to each organization's specific needs.
Investment Management
Personalized investment management creates tailored portfolios with individual cost basis tracking. Our fiduciary approach prioritizes tax efficiency and performance-driven fund selection. With over 20 years of market experience, we deliver transparent reporting and quarterly performance reviews to ensure alignment with client objectives.
Employee Education
Quarterly on-site education programs enhance employee financial literacy through group meetings and individual consultations. Our approach combines general retirement planning education with personalized guidance to address specific participant needs while fulfilling fiduciary obligations.
Portfolio Reviews
We conduct four annual portfolio reviews with detailed performance analysis. At least two reviews occur in person, providing comprehensive insights into investment performance, tax implications, and strategic adjustments. Our transparent reporting includes realized gains/losses and all transaction details.
Fiduciary Compliance
Our fiduciary compliance service ensures adherence to regulatory requirements through documented processes and investment monitoring. We help organizations maintain proper documentation, conduct proper fund evaluations, and implement best practices for ongoing compliance with changing retirement plan regulations.
People
Christopher J. Broderick
President
Christopher Broderick leads Fiduciary Wealth Management with over 25 years of financial services experience. He specializes in retirement plan solutions and investment management, focusing on fiduciary responsibility and client-centered financial strategies.
Patrick D. Roth
401(k) Plan Advisor
Patrick Roth brings extensive expertise in 401(k) plan administration and employee education programs. With 20+ years in retirement planning, he helps organizations optimize their benefits packages while ensuring regulatory compliance.
Questions
What distinguishes your investment approach from other firms?
We operate as fiduciaries with transparent fee structures and personalized portfolio management. Our team has over 20 years of experience creating tailored investment solutions focused on long-term growth and tax efficiency.
How do you handle retirement plan compliance requirements?
We provide comprehensive fiduciary compliance services including documentation, investment monitoring, and regulatory updates to help organizations maintain proper compliance with changing retirement plan regulations.
What types of employee education programs do you offer?
We provide quarterly on-site education sessions combined with individual consultations. Our programs cover retirement planning basics, investment options, and personalized savings strategies tailored to each organization's needs.
How often do you review investment portfolios?
We conduct four detailed portfolio reviews annually, with at least two meetings held in person. Clients receive comprehensive reporting showing all transactions, performance metrics, and strategic recommendations.
What areas do you serve?
While based in Vienna, VA, we serve clients throughout Northern Virginia, Washington D.C., and Maryland with customized financial planning and investment management solutions.
