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Sponsors, administrators or consultants of employee benefits plan with at least 100 participants. Persons described in FINRA rule 4512(c) which defines "institutional accounts" to include:. A bank, savings and loan association, insurance company, or registered investment company;. Any other entity (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million.
Sponsors, administrators or consultants of employee benefits plan with at least 100 participants. Persons described in FINRA rule 4512(c) which defines "institutional accounts" to include:. A bank, savings and loan association, insurance company, or registered investment company;. Any other entity (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million.
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