Business Details
24 Years
experience
Your Trusted Partner for Investment Advisory Services in New York
Oberon Asset Management has been delivering disciplined investment advisory services since 2002, registered with the U.S. Securities and Exchange Commission since 2010. Our expertise lies in identifying undervalued equities with long-term growth potential through rigorous fundamental analysis. We prioritize companies with sustainable competitive advantages, shareholder-oriented management, and attractive returns on capital while maintaining a focus on risk mitigation through diversification and margin-of-safety principles. With over two decades of experience, our team combines deep market knowledge with a patient, long-term investment approach that minimizes transaction costs and tax implications.Our proprietary valuation methodology emphasizes intrinsic value assessment and discount elimination, supported by comprehensive compliance frameworks under the leadership of our Chief Compliance Officer. We serve a diverse client base including individuals, trusts, and institutional investors through personalized portfolio management solutions tailored to their specific financial objectives.
Services
Investment Advisory Services
Portfolio Management
Equity Research
Compliance Services
Long-Term Growth Strategies
Details
- Year established: 2002
Highlights and features
- We have over 20 years of experience managing portfolios through market cycles
- Our proprietary valuation methodology identifies undervalued growth opportunities
- We maintain a disciplined long-term investment approach minimizing transaction costs
- Our team combines global investment experience with rigorous compliance frameworks
- We focus on companies with sustainable competitive advantages and strong management
Associations and certifications
- U.S. Securities and Exchange Commission (SEC)
Services
Investment Advisory Services
We provide personalized investment advisory services focused on long-term capital growth through strategic equity allocation. Our approach combines fundamental analysis with risk management principles to build customized portfolios. Clients benefit from our expertise in identifying undervalued securities with sustainable growth potential across global markets.
Equity Research
Our comprehensive equity research identifies companies with strong fundamentals and market discounts. We analyze financial metrics, management quality, and competitive positioning to uncover investment opportunities. This service supports informed decision-making through detailed valuation models and market trend analysis.
Portfolio Management
We offer discretionary portfolio management tailored to individual client objectives and risk profiles. Our strategies emphasize diversification, tax efficiency, and long-term value creation. Regular performance reviews ensure alignment with evolving financial goals and market conditions.
Compliance Services
Our compliance framework ensures adherence to SEC regulations and industry best practices. We maintain rigorous internal controls and reporting procedures to protect client assets. This service includes policy development, audit preparation, and ongoing regulatory monitoring.
Long-Term Growth Strategies
We develop customized long-term growth strategies focusing on compounding returns through patient capital allocation. Our approach emphasizes holding quality companies through market cycles while maintaining disciplined risk management practices to preserve capital.
People
Daniel Baldini
Managing Member & Chief Compliance Officer
Daniel Baldini founded Oberon in 2001 after working at the International Finance Corporation and Electra Investment Trust PLC. He holds an MBA from Stanford Graduate School of Business and oversees investment strategy and compliance frameworks.
Kevin Tracey
Investment Research
Kevin Tracey joined Oberon in 2012 after managing a student-run investment fund at the University of Colorado. He holds a B.S. in Business Administration with finance and accounting emphases, focusing on equity research and valuation analysis.
Shane Hunt
Compliance & Research
Shane Hunt has supported Oberon's compliance and research operations since 2013. He holds a B.S. in Business Administration from Colorado State University, managing administrative functions and contributing to investment analysis.
Questions
What investment approach does Oberon use?
We focus on long-term growth through undervalued equities with sustainable competitive advantages, using fundamental analysis to identify companies trading below intrinsic value.
What types of clients do you serve?
We work with individuals, trusts, retirement plans, and institutional investors, including our pooled investment vehicle Oberon I, L.P.
How does Oberon manage risk?
We emphasize diversification, margin-of-safety principles, and long-term holding periods while avoiding excessive leverage in both investments and company selections.
What markets do you invest in?
While primarily focused on U.S. equities, we also invest in foreign markets and occasionally debt securities across companies of all market capitalizations.
How is Oberon regulated?
We are registered with the U.S. Securities and Exchange Commission and maintain comprehensive compliance programs under our Chief Compliance Officer.
