Business Details
36 Years
experience
Trusted Financial Advisers in North Haven, CT
PTS Asset Management, established in 1990, has dedicated over three decades to refining risk management strategies for high-net-worth individuals, families, institutions, and nonprofits. Our approach combines asset allocation with proactive management to navigate market volatility while prioritizing capital preservation during downturns. We specialize in dynamic portfolio adjustments using technical and fundamental analysis, ensuring exposure aligns with market conditions. Our nationwide network of financial advisors delivers tailored solutions, including traditional risk models and the more aggressive Allocation Plus program. We emphasize transparency, client education, and disciplined decision-making, having successfully guided clients through significant market events like the 2001 and 2008 downturns.Our proprietary methodology integrates economic indicators and market trends to optimize long-term returns. We serve clients through platforms like Axos Advisor Services, Millennium Trust, and TIAA-CREF, offering flexibility in mutual funds, variable annuities, and 401(k) management. Our faith-based investing option provides ethically aligned portfolios for values-driven investors. With a focus on steady compounding and loss avoidance, we aim to build enduring client relationships grounded in trust and expertise.
Services
Risk Management Programs
Asset Allocation
Proactive Asset Management
401(k) Account Management
Variable Annuity Services
Faith-Based Investing
Allocation Plus Program
Economic Analysis
Portfolio Adjustments
Investor Education
Details
- Year established: 1990
Highlights and features
- We offer 35 years of experience in risk management strategies
- Our proprietary methodology combines technical and fundamental market analysis
- We maintain a nationwide network of financial advisors for local access
- We provide specialized programs including Allocation Plus and faith-based investing
- Our track record includes navigating major market downturns since 1990
Services
Risk Management Programs
Our risk management programs combine asset allocation with proactive portfolio adjustments to protect against market declines while capturing growth opportunities. We monitor technical indicators and economic fundamentals to optimize exposure across market cycles. This approach helps clients avoid major losses that require disproportionately higher gains to recover.
Asset Allocation
We implement customized asset allocation strategies balancing stocks, bonds, and money market funds based on client risk tolerance. Our models range from conservative to growth-oriented, with dynamic adjustments to capitalize on strengthening asset classes while mitigating exposure to weakening sectors.
Allocation Plus Program
This advanced program maintains 20-60% allocations across asset classes with no money market option. It utilizes inverse and leveraged funds to potentially generate positive returns during market declines while maintaining higher beta exposure for growth opportunities in rising markets.
Faith-Based Investing
Our faith-based solutions screen investments to exclude companies conflicting with Christian values, including gambling, pornography, and abortion-related businesses. Portfolios align with biblical principles while maintaining diversified exposure through the Folio and Millennium platforms.
401(k) Account Management
We provide specialized management for individual 401(k) accounts, applying our risk management methodology to retirement savings. Our approach focuses on preserving capital during market downturns while strategically positioning accounts to benefit from favorable market conditions through proactive adjustments.
Questions
What investment strategies does PTS Asset Management use?
We employ a combination of asset allocation and proactive management, adjusting portfolios based on technical and fundamental market analysis.
What types of clients do you serve?
We work with high-net-worth individuals, families, institutions, and nonprofit organizations seeking risk-managed investment solutions.
Do you offer faith-based investment options?
Yes, we provide faith-based portfolios screened to align with Christian values through the Folio and Millennium platforms.
How does your Allocation Plus program differ from traditional services?
Allocation Plus offers more aggressive strategies with mandatory minimum/maximum allocations and potential use of inverse/leveraged funds.
What platforms do you work with?
We operate through Axos Advisor Services, Millennium Trust, TIAA-CREF, and Security Benefit platforms for comprehensive access.
