Business Details
15 Years
experience
Trusted Wealth Management Services in Santa Clara
Rogers Investment Advisors is a boutique concierge wealth management firm serving high net worth individuals, small foundations, and businesses across the United States. Founded in 2011, our firm combines decades of experience in investment banking, corporate finance, and private banking to deliver personalized portfolio management solutions. We specialize in discretionary and non-discretionary portfolio management, focusing on publicly listed securities while maintaining strict discretion and confidentiality.Our team leverages advanced quantitative tools to create customized asset allocations tailored to each client's financial goals and risk tolerance. With access to world-class fund managers and a commitment to asset-based pricing, we align our economic incentives with client success. Our comprehensive approach includes quarterly performance reviews, tax-efficient strategies, and collaboration with clients' legal and tax advisors to ensure holistic financial planning.
Services
Wealth Management
Portfolio Management
Financial Planning
Asset Allocation
Investment Advisory
Details
- Year established: 2011
Highlights and features
- We offer 25+ years of experience in investment banking and private wealth management
- Our team provides personalized service with strict discretion and confidentiality
- We grant access to world-class fund managers across global markets
- Our no-commission, asset-based pricing aligns with client interests
- We maintain a proven track record managing $150M+ in institutional assets
Services
Wealth Management
Our comprehensive wealth management service creates customized investment strategies for high net worth individuals and institutions. We analyze clients' financial positions, develop optimized asset allocations, and implement diversified portfolios using ETFs, mutual funds, and separate accounts. Our approach combines modern portfolio theory with practical market experience to balance risk and return while maintaining tax efficiency.
Portfolio Management
We offer discretionary and non-discretionary portfolio management services tailored to individual client needs. Our process includes ongoing performance monitoring, quarterly rebalancing, and regular client reviews to ensure alignment with investment policy statements. We utilize advanced quantitative tools and access to multiple asset classes to maintain diversified portfolios that adapt to changing market conditions and client circumstances.
Financial Planning
Our financial planning service integrates investment management with comprehensive wealth planning. We coordinate with clients' legal and tax advisors to develop holistic strategies that address estate planning, tax optimization, and long-term financial goals. The service includes regular cash flow analysis, tax strategy development, and quarterly performance reporting to ensure clients maintain financial stability across market cycles.
Asset Allocation
We develop customized asset allocation strategies based on modern portfolio theory and client-specific factors. Our approach combines traditional asset classes with alternative investments to create diversified portfolios that optimize risk-adjusted returns. We regularly review and adjust allocations to maintain alignment with clients' financial objectives while considering market conditions and individual risk tolerance levels.
Investment Advisory
Our investment advisory service provides ongoing guidance for clients seeking professional financial counsel. We offer access to world-class fund managers, separate account strategies, and institutional pricing structures. The service includes quarterly performance reviews, market analysis, and personalized recommendations to help clients navigate complex financial decisions while maintaining transparency and accountability.
People
Timothy A. Rogers
President
President of Rogers Investment Advisors with 25+ years in finance. Former CFO of Silicon Valley public companies and VP at major investment banks. Holds degrees from Dartmouth and Stanford GSB. Managed $150M+ in institutional assets and led J.P. Morgan's Taipei office.
Questions
What types of clients do you work with?
We specialize in serving high net worth individuals, small foundations, and businesses requiring personalized wealth management solutions.
How do you develop investment strategies?
We begin with a detailed client interview, analyze financial statements, and create customized asset allocations using quantitative tools and market analysis.
What investment vehicles do you use?
We utilize ETFs, mutual funds, separate accounts, and fixed-income securities from leading providers like Vanguard and iShares.
How are your fees structured?
Our fees are based on a percentage of assets under management with no commissions, ensuring alignment with client interests.
How often do you review portfolios?
We conduct quarterly performance reviews and meet clients regularly to discuss portfolio adjustments and financial planning updates.
