Business Details
5 Years
experience
Institutional Financial Services Coral Gables
Austin Atlantic Asset Management is a registered broker-dealer specializing in institutional financial services, including the distribution of securities and mutual funds. As a member of the Securities Investor Protection Corporation (SIPC), we provide protection for institutional clients' cash and securities in the event of financial difficulties. Our services adhere to FINRA regulations, ensuring transparency and compliance. We prioritize client education by providing detailed prospectuses and service agreements to clarify investment risks and returns. Established in 2021, our firm combines modern compliance practices with a focus on institutional relationships.Our Coral Gables, Florida-based team emphasizes responsible investment practices and clear communication. We do not manage individual retail accounts, instead concentrating on institutional needs. Our commitment to regulatory adherence and client transparency forms the foundation of our operations. We encourage clients to review all documentation before engaging in financial transactions. Our team remains dedicated to maintaining the highest standards of professional conduct and client service.
Services
Institutional Financial Services
Securities Distribution
Mutual Fund Distribution
Details
- Year established: 2021
Highlights and features
- We are a registered broker-dealer with FINRA.
- We are a member of the Securities Investor Protection Corporation (SIPC).
- We provide transparent investment documentation as required by FINRA.
- Our focus on institutional clients ensures specialized service.
- Established in 2021, we combine modern compliance with institutional expertise.
Associations and certifications
- SIPC
- FINRA
Services
Institutional Financial Services
We provide specialized financial services for institutional clients, including investment guidance and portfolio management. Our team focuses on institutional needs while maintaining strict regulatory compliance. Clients receive comprehensive support for complex financial transactions.
Securities Distribution
Our firm facilitates securities distribution through FINRA-regulated channels. We offer access to various investment products while emphasizing risk transparency. Institutional clients receive detailed documentation about available securities.
Mutual Fund Distribution
We distribute mutual funds to institutional investors with full disclosure requirements. Clients receive prospectuses outlining each fund's objectives and risks. Our distribution process follows all applicable regulatory standards.
Questions
What services does Austin Atlantic Capital offer?
We specialize in institutional financial services, including securities and mutual fund distribution for qualified institutional investors.
Is my investment protected with SIPC?
Yes, as a SIPC member, your cash and securities receive protection up to specified limits if we face financial difficulties.
What investment risks should I consider?
All investments carry risks including principal loss. We provide prospectuses detailing specific risks for each investment product.
Where is Austin Atlantic Capital located?
Our main office operates at 1 Alhambra Plaza, Suite 100, Coral Gables, FL 33134.
