Business Details
22 Years
experience
Your Trusted Financial Advisers in Plymouth, MA
Northeast Wealth Management was founded by Jim Moniz and Kate Leonard to help clients achieve their envisioned legacy through comprehensive wealth management. Our Legacy Vision Approach focuses on creating, preserving, and managing wealth to positively impact families and communities. We replicate family office services for clients who may not meet traditional family office requirements, offering a holistic strategy that includes investment management, tax planning, legal considerations, estate planning, retirement strategies, healthcare planning, and family needs. Our process emphasizes open communication to understand clients' financial goals and circumstances, enabling tailored recommendations.With decades of combined experience, we prioritize client confidence through transparent decision-making and long-term relationship-building. Our team provides personalized attention, leveraging expertise in investment strategies, risk mitigation, and financial planning for business owners and retirees. We serve clients across multiple locations, maintaining accessibility through direct communication channels and scheduled consultations.
Services
Wealth Management
Investment Planning
Retirement Planning
Business Financial Planning
Succession Planning
Details
- Year established: 2004
Highlights and features
- We offer personalized wealth management strategies developed over 20+ years of combined experience.
- Our holistic approach integrates investment management with tax, legal, and estate planning.
- We maintain open communication channels for transparent decision-making and client education.
- Our team holds advanced financial certifications and industry-recognized designations.
- We provide tailored solutions for business owners navigating complex financial transitions.
What people say
Highly educated and experienced
Personalized attention and insight
Supportive and knowledgeable advisors
Excellent educational resources
Trusted financial partners
Services
Wealth Management
Our wealth management service helps clients preserve and grow financial assets through personalized investment strategies. We develop customized asset allocation plans while implementing risk mitigation techniques to protect client portfolios. The service includes ongoing portfolio monitoring, performance measurement against industry benchmarks, and regular strategy adjustments to align with evolving financial goals and market conditions.
Investment Planning
We create tailored investment strategies that align with clients' financial objectives and risk tolerance. Our process includes analyzing current portfolios, developing tax-efficient investment approaches, and implementing diversified asset allocations. We provide continuous consultation and adjustments to ensure investment plans evolve with clients' changing circumstances and market dynamics.
Retirement Planning
Our retirement planning service helps clients prepare for life after work through comprehensive financial strategies. We analyze current financial positions, develop personalized retirement plans, and provide guidance on pension decisions. The service includes healthcare planning, legacy considerations, and ongoing reviews to ensure retirement goals remain achievable throughout different life stages.
Business Financial Planning
We assist business owners with financial planning covering start-up capital, tax optimization, asset acquisition, and debt management. Our services include contingency planning, employee retention strategies, and business expansion financing. We help entrepreneurs create sustainable financial frameworks that support business growth and long-term viability.
Succession Planning
Our succession planning service ensures smooth business leadership transitions through strategic planning. We help identify and develop successors, analyze legal and tax implications, and create comprehensive transition timelines. The service includes multi-disciplinary advisory coordination and ongoing plan adjustments to maintain alignment with business owners' evolving objectives.
People
Jim Moniz
Wealth Advisor
Jim Moniz, MSFS, has over 20 years of experience in wealth management. He specializes in investment strategies and business succession planning, helping clients achieve financial security through personalized approaches. Jim maintains direct client communication and provides hands-on financial guidance.
Kate Leonard
Wealth Advisor
Dr. Kate Leonard combines financial expertise with client-focused planning. She specializes in retirement strategies and estate planning, working with individuals and families to create sustainable financial solutions. Kate emphasizes clear communication and comprehensive financial education in her client relationships.
Questions
What financial services do you specialize in?
We specialize in wealth management, investment planning, retirement strategies, business financial planning, and succession planning tailored to individual client needs.
How does your Legacy Vision Approach work?
Our approach combines investment management with comprehensive planning across tax, legal, estate, and healthcare considerations to help clients achieve long-term financial goals.
Do you work with out-of-state clients?
Yes, we serve clients in Massachusetts, Florida, and California through in-person meetings and virtual consultations.
What experience do your advisors have?
Our team includes Certified Financial Planners and investment professionals with over 20 years of combined experience in wealth management.
How do you communicate with clients?
We maintain open communication through scheduled meetings, phone consultations, and regular portfolio performance updates.
