Business Details
32 Years
experience
Your Trusted Partner for Comprehensive Financial Solutions
Seaside Financial & Insurance Services is a Registered Investment Advisory firm dedicated to helping individuals, families, and businesses achieve financial security and freedom. Since 1994, we have provided customized financial solutions, including investment advice, estate planning, and business strategies, tailored to each client's unique goals. Our approach begins with a comprehensive discovery process to understand clients' lifestyles, risk tolerance, and financial objectives. We develop dynamic strategies that adapt to market changes and life events, ensuring long-term success. With expertise in portfolio management, tax planning, and retirement solutions, our team prioritizes client needs through transparent, client-centric service.We execute plans with ongoing support, ensuring confidence in every financial decision. Our compliance framework and partnerships with institutions like Charles Schwab enhance our ability to deliver secure, reliable services. Shawn Orser, our CEO, brings Wall Street experience and CFA credentials to our investment strategies. Darlene Maza ensures operational excellence and regulatory compliance. Founder Anne-Marie Maxe established our legacy of personalized asset management, while Certified Pension Consultant Alison Farin specializes in retirement plan design. We combine institutional knowledge with personalized service to build and preserve wealth across generations.
Services
Investment Management
Portfolio Management
Financial Planning
Tax Strategies
Estate Planning
Retirement Plans
Life Insurance
Disability Insurance
Employee Benefits
401(k) Solutions
Details
- Year established: 1994
Highlights and features
- We offer 30+ years of combined experience in investment advisory and financial planning
- Our team includes CFA charterholders and certified pension consultants
- We implement dynamic, market-adaptive financial strategies
- Our compliance framework ensures regulatory excellence and client protection
- We maintain institutional-grade custody through Charles Schwab partnerships
Associations and certifications
- Registered Investment Advisory (RIA) Firm
- FINRA
- SIPC
Services
Investment Management
We create customized investment portfolios aligned with client risk tolerance and financial goals. Our strategies combine active portfolio management with market research to optimize returns. Clients receive regular performance reviews and adjustments to maintain alignment with evolving objectives.
Financial Planning
Our comprehensive financial planning covers retirement, tax optimization, and estate preservation. We analyze cash flow, liabilities, and investment positions to develop actionable roadmaps. Plans are updated annually to reflect life changes and market conditions.
Retirement Plans
We design qualified retirement plans including 401(k), profit sharing, and defined benefit structures. Our solutions balance employer objectives with employee benefits while maintaining IRS compliance. Certified Pension Consultants ensure optimal plan design.
Insurance Services
We provide life, disability, and long-term care insurance solutions to protect client assets. Our independent broker status allows access to multiple carriers for competitive rates. Policies are integrated with overall financial plans for comprehensive protection.
Employee Benefits
We help businesses implement health, dental, and vision insurance packages alongside retirement plans. Our services include carrier selection, employee education, and compliance management. We act as an extension of HR departments to optimize benefits administration.
People
Shawn Orser
President and CEO
Shawn Orser leads Seaside Financial as CEO and Chief Investment Officer. With 20+ years in finance, including Wall Street experience at Merrill Lynch and Titan Capital, he specializes in derivative strategies and portfolio management. He holds FINRA Series 7, 66, and 63 licenses.
Darlene Maza
Chief Compliance Officer
Darlene Maza oversees operations and compliance with 20+ years in finance. She holds a Master's in Organizational Management and Series 65 certification. Her expertise ensures regulatory adherence and smooth client service processes.
Anne-Marie Maxe
Founder
Anne-Marie Maxe established Seaside Financial in 1994. With Series 7 and 26 licenses, she focuses on business strategy and asset management. She previously served on the Oceanside Economic Development Commission and MainStreet Oceanside board.
Alison Farin
Certified Pension Consultant
Alison Farin specializes in retirement plan design with 30+ years in financial services. A Series 7 and 65 license holder, she develops qualified plans and integrates pension solutions into comprehensive financial strategies.
Questions
What services does Seaside Financial offer?
We provide investment management, financial planning, retirement solutions, insurance services, and employee benefits consulting tailored to individual and business needs.
How does your financial planning process work?
Our three-step process includes discovery analysis, customized strategy development, and ongoing implementation support with regular plan reviews to ensure continued alignment with goals.
Are you affiliated with Charles Schwab?
We use Charles Schwab for client asset custody, but we maintain complete independence in providing advisory services and recommendations.
What qualifications do your advisors hold?
Our team includes CFA charterholders, Certified Pension Consultants, and professionals with FINRA Series licenses including 7, 63, 65, and 66 designations.
How are you compensated for services?
We offer both fee-based and commission-based programs. Full disclosure of compensation structures is provided in our ADV Part 2A & 2B brochures.
