Business Details
24 Years
experience
Your Trusted Partner for Comprehensive Financial Planning in Boca Raton
Ulin & Co. Wealth Management & Co. Wealth Management has served successful families, business owners, and retirees for over two decades, operating as an independent SEC-registered advisory firm. We adhere to a fiduciary standard, prioritizing client interests through personalized portfolio management and comprehensive financial planning. Our partnerships with Charles Schwab and Fidelity ensure secure asset custody while leveraging institutional-grade tools and research. With a focus on retirement income strategies, tax-efficient investing, and estate coordination, we deliver tailored solutions aligned with each client's unique financial picture. Our team's expertise includes CERTIFIED FINANCIAL PLANNER professionals and multi-family office specialists, supporting long-term wealth preservation across generations. Headquartered in Boca Raton, Florida, we extend our services nationwide, maintaining a boutique approach while offering the resources of a national platform.Our commitment to transparency, accountability, and client-centric service has fostered relationships lasting an average of 15 years, with over 97% annual client retention. Recognized for innovation and client advocacy, we provide fee-based advisory services free from proprietary products or hidden fees. Through strategic partnerships and rigorous investment due diligence, we aim to simplify complex financial decisions while maintaining a fiduciary focus. Our holistic approach integrates behavioral finance principles, risk tolerance assessments, and dynamic portfolio management to adapt to evolving market conditions and client needs.
Services
Wealth Management
Retirement Planning
Estate Planning
Portfolio Management
Business Exit Planning
Tax-Efficient Investment Planning
Insurance Coordination
Financial Planning
Family Office Services
Retirement Income Strategies
Details
- Year established: 2002
Highlights and features
- We offer over two decades of experience in fiduciary financial advisory services.
- Our team includes CERTIFIED FINANCIAL PLANNER professionals and multi-family office specialists.
- We maintain partnerships with Charles Schwab and Fidelity for secure asset custody.
- Our fee-based model eliminates conflicts of interest and hidden fees.
- We deliver personalized portfolio management tailored to your complete financial picture.
Associations and certifications
- Securities and Exchange Commission (SEC)
What people say
Trust, transparency
Long-term results
Personalized service
Expertise
Client retention
Services
Wealth Management
Our Wealth Management service provides personalized investment strategies tailored to your financial goals, risk tolerance, and tax situation. Utilizing low-cost ETFs, mutual funds, and alternative assets, we construct diversified portfolios designed for long-term growth and stability. Backed by rigorous research and monthly performance reviews, our approach combines strategic asset allocation with tactical adjustments to navigate changing market conditions. Clients benefit from quarterly check-ins and transparent reporting to track progress toward their objectives.
Retirement Planning
Retirement Planning focuses on creating sustainable income streams while minimizing tax liabilities during your post-career years. We analyze Social Security optimization, required minimum distributions, and withdrawal strategies to ensure financial security. Our six-step process includes risk tolerance assessments and scenario modeling to prepare for market volatility. Through Roth conversions and annuity solutions, we help clients maximize retirement account longevity while maintaining flexibility for unexpected expenses.
Estate Planning
Estate Planning services coordinate legal, tax, and investment strategies to preserve wealth across generations. We collaborate with attorneys and accountants to implement trusts, charitable giving vehicles, and business succession plans. Our multi-family office team addresses complex structures involving private banking and international assets. By integrating life insurance solutions and legacy planning tools, we ensure your financial wishes are executed efficiently while minimizing estate tax exposure.
Business Exit Planning
Business Exit Planning prepares entrepreneurs for the transition of their company through valuation enhancement, ownership transfer strategies, and tax-efficient exit options. We develop succession roadmaps addressing key person insurance, employee stock ownership plans, and merger/acquisition readiness. Our team works alongside legal and accounting professionals to align business and personal financial goals, ensuring a seamless transition that protects both enterprise value and family wealth.
Family Office Services
Family Office Services provide comprehensive coordination of complex financial lives for ultra-high-net-worth families. We manage multi-entity structures, private trust companies, and bespoke investment portfolios across traditional and alternative asset classes. Our team oversees intergenerational wealth transfer, philanthropy strategies, and concierge-level administrative support. Through partnerships with institutional custodians, we deliver institutional-quality resources while maintaining personalized service and direct access to portfolio managers.
People
Jon W. Ulin
Managing Principal
Founder of Ulin & Co. Wealth Management & Co. Wealth Management with over 20 years in financial services. CFP professional since 2002, specializing in retirement planning and business exit strategies. Temple University honors graduate with expertise in fiduciary advisory services.
Melissa Grochal
Client Operations Manager
15+ years in financial services with expertise in client onboarding and operations management. Emory University graduate responsible for account administration and client service coordination.
JD Davison
Director of Investment Strategy
20+ years of investment management experience. Certified Investment Management Analyst (CIMA) with expertise in portfolio construction and alternative asset integration. Oversees strategic investment platform development.
Erin Corbett
Managing Director, Operations
Senior operations executive with extensive experience in registered investment advisor compliance and business infrastructure development. Manages firm operations through NewEdge Advisors partnership.
Ryan Geschke
Director of Investments
Responsible for trading and investment division oversight. 15+ years in wealth management operations with expertise in portfolio execution and client service infrastructure.
Questions
What distinguishes Ulin & Co. Wealth Management & Co. Wealth Management & Co. as a fiduciary financial advisor?
As SEC-registered fiduciaries, we're legally obligated to prioritize client interests above all else. Unlike broker-dealers, we don't receive commissions for product sales, ensuring objective advice aligned with your financial goals.
How does the portfolio management process work?
Our six-step process begins with comprehensive financial assessment, followed by strategic asset allocation, implementation using low-cost ETFs and mutual funds, and ongoing quarterly reviews with rebalancing as needed.
What retirement planning services do you offer?
We provide complete retirement income planning including Social Security optimization, required minimum distribution management, Roth conversions, and sustainable withdrawal strategies tailored to your specific needs.
Do you work with out-of-state clients?
Yes, we serve clients nationwide through virtual meetings and digital document management, maintaining the same personalized service regardless of location.
What investment minimums apply to your services?
We typically work with clients having $500,000 or more in investable assets, though exceptions can be made for comprehensive financial planning engagements.
How are your advisory fees structured?
Our fees are based on assets under management with tiered pricing, starting at 1% annually for the first $1 million. All fees are fully transparent and billed quarterly.
Videos
Reviews (1)
Dude V.
Nov 11, 2021
Report
Positive:Professionalism,Responsiveness
Certified Financial Planner, fee-based wealth management, retirement advice, very responsive and professional to work with over many years with our family. Highly recommended!
Certified Financial Planner, fee-based wealth management, retirement advice, very responsive and professional to work with over many years with our family. Highly recommended!
