Business Details
16 Years
experience
Your Trusted Partner for Financial Advisory Solutions
Founded in 2010, Eagle Rock Capital Partners operates as an independent financial services firm dedicated to bridging the gap between institutional-grade investment opportunities and high net worth individuals. Our founder, Brian Roth, brings over two decades of experience in wealth management and investment banking, having successfully raised more than $200 million for small to mid-cap companies. We specialize in providing access to exclusive products such as IPOs, private equity, and alternative investments typically reserved for institutional clients. Our hybrid model combines fee-based advisory with traditional brokerage services, ensuring a tailored approach to wealth management. With a focus on transparency and client-centric solutions, we deliver corporate advisory services and investment banking products to a diverse clientele.Our team maintains critical industry licenses, including FINRA Series 7, 24, 31, 63, 65, and 79, underscoring our commitment to regulatory excellence. Headquartered in New Jersey, we serve clients nationwide with a proven track record in navigating complex financial markets. Our expertise spans public and private offerings, including PIPEs, ATMs, and private placements, with a history of involvement in over 1,000 transactions exceeding $1 billion in total raises. We prioritize long-term relationships by aligning our strategies with clients' unique financial goals. Through continuous innovation, we remain at the forefront of democratizing access to sophisticated investment opportunities.
Services
Corporate Advisory
Investment Banking
Private Equity
Wealth Management
Financial Consulting
Details
- Year established: 2010
Highlights and features
- We offer 20+ years of experience in investment banking and wealth management.
- Our hybrid model provides access to institutional-grade products for individual investors.
- We maintain critical FINRA licenses for regulatory compliance and expertise.
- Our team has raised over $200 million for small to mid-cap companies.
- We specialize in exclusive offerings like private equity and alternative investments.
Associations and certifications
- FINRA
Services
Investment Banking
We provide comprehensive investment banking services, including IPOs, private placements, and merger advisory. Our expertise helps small to mid-cap companies raise capital through institutional networks. With over $200 million raised in four years, we deliver strategic solutions for growth-oriented businesses seeking public or private funding.
Private Equity
Our private equity offerings grant access to exclusive opportunities typically reserved for institutional investors. We curate investments in infrastructure, healthcare, and BDCs, among others. These products enable diversification beyond traditional markets, helping clients mitigate macroeconomic risks through non-correlated asset classes.
Wealth Management
We offer customized wealth management solutions combining fee-based advisory with traditional brokerage. Our approach tailors investment strategies to individual goals, integrating access to IPOs, hedge funds, and real estate opportunities. This hybrid model ensures alignment with clients' risk profiles and long-term objectives.
Corporate Advisory
Our corporate advisory services focus on strategic growth initiatives for companies navigating public or private markets. We specialize in capital structure optimization, M&A execution, and regulatory compliance. Clients benefit from our founder's extensive experience in both institutional finance and entrepreneurial ventures.
Alternative Investments
We provide access to alternative investments including energy projects, real estate, and hedge funds. These offerings diversify portfolios beyond stocks and bonds, leveraging institutional-grade opportunities. Accredited investors gain exposure to asset classes that historically demonstrate lower volatility and reduced market correlation.
People
Brian Roth
Founder
Brian Roth founded Eagle Rock Capital Partners in 2010 after 20+ years at firms like Morgan Stanley. He has raised over $200 million for companies through IPOs, private placements, and PIPEs. Licensed in six FINRA categories, he specializes in connecting high net worth clients with institutional-grade investments.
Questions
What services does Eagle Rock Capital Partners offer?
We provide investment banking, private equity access, wealth management, and corporate advisory services for high net worth individuals and institutions.
Are your private equity investments available to all investors?
Private equity offerings require accredited investor status as defined by SEC guidelines, typically $1 million net worth or $250,000 annual income.
How does your hybrid financial model benefit clients?
Our hybrid model combines fee-based advisory with traditional brokerage to offer customized strategies and exclusive institutional-grade investment opportunities.
What experience does your team have in capital markets?
Our founder has over 20 years of experience, raised $200+ million, and holds six FINRA licenses, including Series 79 for investment banking.
Where is Eagle Rock Capital Partners headquartered?
We are headquartered in New Jersey but serve clients nationwide through our network of institutional partnerships.
