Business Details
38 Years
experience
GIPS-Compliant Financial Advisors in Pasadena, CA
Arroyo Investment Group has been delivering institutional-quality wealth management to individuals and families since 1988. As one of only 1,700 GIPS-compliant firms globally, we provide independently verified investment reporting that ensures complete transparency into our performance. Our team of CERTIFIED FINANCIAL PLANNER professionals brings decades of experience in active risk management, having navigated multiple market cycles while maintaining a disciplined approach to portfolio construction. We operate as a fiduciary, fee-only advisor with no product commissions, offering comprehensive financial planning alongside investment management services.Our proprietary systems for monitoring mutual fund performance and proactive risk adjustments demonstrate our commitment to preserving client capital across market conditions. With a client-centric philosophy established by co-founders from traditional investment backgrounds, we focus on aligning investment strategies with individual goals through regular portfolio reviews and personalized financial roadmaps.
Services
Investment Management
Financial Planning
Retirement Planning
Estate Planning
Risk Management
Tax Planning
College Funding
Wealth Preservation
Details
- Year established: 1988
Highlights and features
- We provide GIPS-compliant investment reporting verified by independent auditors
- Our fiduciary duty ensures recommendations prioritize client interests above all
- Active risk management approach protects capital across market cycles
- All-inclusive fee covers comprehensive financial planning and investment management
- Team with decades of experience navigating multiple economic and market conditions
Associations and certifications
- GIPS
What people say
Exceptional transparency
Proactive risk management
Comprehensive planning
GIPS verification
Fiduciary commitment
Services
Investment Management
Our investment management service brings institutional-quality strategies to individual investors through GIPS-compliant reporting. We employ active risk management with proprietary systems monitoring mutual fund performance across market cycles. Our approach emphasizes low-cost mutual funds, fee negotiation, and equal treatment of all clients regardless of account size. Quarterly reviews ensure portfolios remain aligned with client goals while maintaining transparency through independently verified performance metrics.
Financial Planning
Comprehensive financial planning covers retirement strategies, estate planning, tax optimization, and education funding. Our CERTIFIED FINANCIAL PLANNER professionals create personalized roadmaps that evolve with life changes. We integrate investment management with holistic planning, addressing both expected and unexpected life events while maintaining focus on long-term objectives through regular progress reviews and adjustments.
Risk Management
Our risk management approach actively identifies potential fund issues through decades-developed monitoring systems. We emphasize downside protection during market declines while capturing growth opportunities. Quarterly analysis evaluates fund management changes, fee structures, and performance against peers. This proactive strategy aims to preserve capital across market cycles while maintaining alignment with client risk tolerance levels.
Retirement Planning
Specialized retirement planning services address pension optimization, social security timing, and sustainable withdrawal strategies. We create customized income plans integrating pensions, retirement accounts, and other assets. Our approach considers tax implications, healthcare costs, and longevity while maintaining portfolio adjustments through regular reviews to ensure financial security throughout retirement years.
Estate Planning
Estate planning services focus on tax-efficient asset distribution and legacy preservation. We coordinate with legal professionals to implement trusts, charitable giving strategies, and intergenerational wealth transfer plans. Our approach considers changing family dynamics and tax regulations while ensuring alignment with overall financial objectives through regular plan updates and documentation reviews.
People
John Odell
Co-Founder and Principal
With over 33 years of experience, John Odell established Arroyo to provide institutional-quality investments to individuals. He oversees sister firm Capital Research and Consulting, holds multiple FINRA licenses, and graduated from the University of Notre Dame with a business degree.
Mike Haney
Director of Marketing
Mike Haney brings 14 years of financial planning experience to Arroyo after a 30-year career in public service. He graduated from USC with a business degree and focuses on helping clients create financial roadmaps aligned with their life goals.
Gabi Stapleton
Investment Analyst
CERTIFIED FINANCIAL PLANNER professional Gabi Stapleton manages investment models and client analytics. She holds a Series 65 license and graduated from Loyola Marymount University with business expertise in financial planning applications.
Lisa Taddeo
Vice President of Operations
With 24 years in asset management, Lisa Taddeo oversees GIPS compliance and client reporting. She maintains data integrity for portfolio systems and graduated from California State Polytechnic University with business administration expertise.
Dan Watson
Director of Client Relations
Dan Watson transitioned from 41 years in law enforcement to client relations. He graduated from USC with both bachelor's and master's degrees, focusing on ensuring clients receive comprehensive attention throughout their financial journey.
Questions
What does GIPS compliance mean for investors?
GIPS compliance ensures standardized, independently verified performance reporting that allows direct comparison between investment managers.
How does Arroyo manage investment risk?
We employ active risk management through continuous portfolio monitoring, proprietary fund analysis systems, and regular performance benchmarking.
What services are included in your all-inclusive fee?
Our fee covers investment management, comprehensive financial planning, quarterly reviews, and coordination with your other professionals.
Do you work with clients outside California?
Yes, we serve clients nationwide while maintaining our Pasadena, CA headquarters.
How do you ensure fiduciary compliance?
As Registered Investment Advisors, we're legally required to act as fiduciaries and disclose any potential conflicts of interest.
