Business Details
14 Years
experience
Your Trusted Partner for Financial Advising Solutions in Annapolis
At Alpha Pointe Capital, we specialize in providing tailored wealth management solutions and retirement planning services for executives and companies operating in emerging industries such as cannabidiol, cybersecurity, and computer software. Our team of certified professionals, including CFP and CPFA designees, delivers fee-only fiduciary services from offices in Annapolis, MD, and Denver, CO, serving clients nationwide. Founded in 2012, our practice is built on the principle of 'Invest in Strength,' emphasizing technical analysis and dynamic portfolio strategies to address the unique challenges faced by fast-growing industries.We prioritize long-term client relationships, offering transparent guidance on 401(k) plans, TSP rollovers, and tax-advantaged investments while adhering to strict compliance standards. Our commitment to supporting entrepreneurial ecosystems is reflected in our active involvement with organizations like the Maryland Tech Council and the National Cannabis Industry Association.
Services
Wealth Management
401(k) Services
TSP Rollover
Investment Advising
Retirement Planning
Details
- Year established: 2012
Highlights and features
- We offer 26 years of specialized experience in federal retirement planning.
- Our fee-only fiduciary model prioritizes client interests without hidden fees.
- We focus on emerging industries requiring tailored regulatory compliance strategies.
- Our 'Invest in Strength' philosophy guides dynamic portfolio management decisions.
- We maintain transparent relationships with third-party custodians like Charles Schwab.
Associations and certifications
- FINRA
- SIPC
- CFP
- CPFA
Services
Wealth Management
Our wealth management services provide customized strategies for executives in emerging industries to grow and preserve assets. We address complex financial situations through personalized portfolio management, tax-efficient investing, and comprehensive wealth planning. Our fiduciary approach ensures recommendations align with clients' long-term objectives while navigating industry-specific challenges.
401(k) Services
We design tailored 401(k) solutions for companies in emerging sectors, focusing on compliance, tax advantages, and employee benefits. Our services include plan benchmarking, fiduciary guidance, and investment strategy optimization. We help businesses establish retirement plans that attract talent while meeting regulatory requirements for start-ups and middle-market companies.
TSP Rollover
We specialize in guiding federal employees through TSP rollover transitions with personalized strategies to preserve retirement savings. Our expertise includes evaluating rollover options to IRAs or employer plans while maintaining tax-deferred status. We help clients navigate withdrawal rules, tax implications, and investment choices during career transitions from government service.
People
James S. Gibbons
Founder, Wealth Manager
Founder Jim Gibbons established Alpha Pointe Capital in 2012 after a 14-year advisory career. His 'Invest in Strength' philosophy focuses on technical analysis. He actively supports tech councils and cannabis industry associations while advocating for financial education in emerging markets.
Mimi Arnspiger
Executive Financial Assistant
Mimi Arnspiger brings 12 years of client service experience to our team, specializing in administrative support for investment management. She maintains strong client relationships while contributing her business management expertise and community engagement background to enhance our service delivery.
Questions
How does Alpha Pointe Capital support emerging industry executives?
We provide customized wealth management strategies addressing the unique financial challenges of executives in high-growth sectors like cannabis and cybersecurity.
What retirement plan options exist for small businesses?
We help small businesses implement cost-effective 401(k) plans tailored to their specific needs, including solo 401(k) options for self-employed professionals.
Are your advisors fiduciaries?
We act as fiduciaries for Private Investment Management accounts, including our PIM services, while maintaining transparency about our advisory capacity for other account types.
How do you handle TSP rollovers for federal employees?
We guide federal employees through TSP rollover decisions, explaining IRA options, withdrawal rules, and tax considerations while ensuring smooth transitions.
What investment approach do you use?
Our 'Invest in Strength' philosophy emphasizes technical analysis and dynamic portfolio strategies to help clients navigate market volatility effectively.
